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Pinto Arun's Form 4 filing

SoFi Technologies, Inc. (SOFI) · filed Sep 16, 2026

Accession no.
0002012135-26-000023
Filed
Sep 16, 2026, 7:43 PM ET
Trade date
Sep 14-15, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pinto ArunCIK 0002012135Officer (Chief Risk Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 14, 2026Common StockMOption exerciseAcquired+11,434––230,721Direct
Sep 14, 2026Common StockMOption exerciseAcquired+9,740––240,461Direct
Sep 15, 2026Common StockFTax withholdingDisposed−11,838$17.28−$204,548.8228,623Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 14, 2026Common StockMOption exerciseDisposed−11,434$0.00$0114,342Direct
Sep 14, 2026Common StockMOption exerciseDisposed−9,740$0.00$0136,354Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)