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Pauker Matthew's Form 4 filing

Institutional Investment Strategy Fund · filed Apr 15, 2024

Accession no.
0002004328-24-000002
Filed
Apr 15, 2024
Trade date
Apr 1-8, 2024
Filing delay
14 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $167.3K. It was filed 14 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pauker MatthewCIK 0002004328Other: Principal Financial Officer

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 1, 2024Institutional Investment Strategy FundPPurchaseAcquired+778.98$10.20+$7,945.6130,778.98Direct
Apr 1, 2024Institutional Investment Strategy FundPPurchaseAcquired+15,616.23$10.20+$159,285.55146,395.2Direct
Apr 8, 2024Institutional Investment Strategy FundPPurchaseAcquired+0.43$10.17+$4.37146,395.63Direct
Apr 8, 2024Institutional Investment Strategy FundPPurchaseAcquired+9.98$10.17+$101.5146,405.61Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)