Pleister Christopher's Form 4 filing
New Germany Fund Inc (GF) · filed Dec 18, 2023
- Accession no.
- 0002001905-23-000003
- Filed
- Dec 18, 2023
- Trade date
- Dec 11, 2023
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $10.6K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pleister ChristopherCIK 0001688312 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Common Stock | SSaleDisposed | −959.73 | $8.38 | −$8,042.54 | 303.07 | Direct | |
| Dec 11, 2023 | Common Stock | SSaleDisposed | −303.07 | $8.38 | −$2,539.73 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Director retired from Germany Funds Board on June 22, 2023 and is no longer subject to Section 16 filing obligations.