Kozarich John W's Form 4 filing
Ligand Pharmaceuticals Inc (LGND) · filed May 14, 2026
- Accession no.
- 0002001011-26-000049
- Filed
- May 14, 2026
- Trade date
- May 1-13, 2026
- Filing delay
- 13 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $563.1K. It was filed 13 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kozarich John WCIK 0001223000 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2026 | Common Stock | SSaleDisposed | −80 | $227.37F2 | −$18,189.6 | 42,173 | Direct | |
| May 1, 2026 | Common Stock | SSaleDisposed | −1 | $229.87 | −$229.87 | 42,172 | Direct | |
| May 1, 2026 | Common Stock | SSaleDisposed | −165 | $231.87F3 | −$38,258.55 | 42,007 | Direct | |
| May 1, 2026 | Common Stock | SSaleDisposed | −105 | $232.57F4 | −$24,419.85 | 41,902 | Direct | |
| May 1, 2026 | Common Stock | SSaleDisposed | −116 | $234.09F5 | −$27,154.44 | 41,786 | Direct | |
| May 12, 2026 | Common Stock | MOption exerciseAcquired | +459 | $69.51 | +$31,905.09 | 42,245 | Direct | |
| May 12, 2026 | Common Stock | SSaleDisposed | −459 | $224.00 | −$102,816 | 41,786 | Direct | |
| May 13, 2026 | Common Stock | MOption exerciseAcquired | +1,575 | $69.51 | +$109,478.25 | 43,361 | Direct | |
| May 13, 2026 | Common Stock | SSaleDisposed | −1,575 | $223.50 | −$352,012.5 | 41,786 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 12, 2026 | Common Stock | MOption exerciseDisposed | −459 | $0.00 | $0 | 1,575 | Direct | |
| May 13, 2026 | Common Stock | MOption exerciseDisposed | −1,575 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $227.1550 to $227.5800. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $231.1200 to $232.0700. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $232.2000 to $232.9300. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $233.6800 to $234.2400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.