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Klein Frank's Form 4 filing

Rocket Lab Corp (RKLB) · filed Mar 4, 2026

Accession no.
0002001011-26-000021
Filed
Mar 4, 2026
Trade date
Mar 2-4, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 10 non-derivative transactions. Open-market sales total $5.74M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Klein FrankCIK 0002037530Officer (Chief Operations Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 2, 2026Common StockSSaleDisposed−3,182$66.83F2−$212,653.061,166,305Direct
Mar 2, 2026Common StockSSaleDisposed−2,244$67.92F3−$152,412.481,164,061Direct
Mar 2, 2026Common StockSSaleDisposed−8,173$69.10F4−$564,754.31,155,888Direct
Mar 2, 2026Common StockSSaleDisposed−25,971$70.03F5−$1,818,749.131,129,917Direct
Mar 2, 2026Common StockSSaleDisposed−4,912$70.62F6−$346,885.441,125,005Direct
Mar 4, 2026Common StockSSaleDisposed−2,000$70.26F8−$140,5201,123,005Direct
Mar 4, 2026Common StockSSaleDisposed−10,296$71.32F9−$734,310.721,112,709Direct
Mar 4, 2026Common StockSSaleDisposed−17,675$72.02F10−$1,272,953.51,095,034Direct
Mar 4, 2026Common StockSSaleDisposed−5,597$73.08F11−$409,028.761,089,437Direct
Mar 4, 2026Common StockSSaleDisposed−1,200$73.82F12−$88,5841,088,237Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $66.4700 to $67.4500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $67.5000 to $68.4500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $68.4800 to $69.4600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.4700 to $70.4600. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.4700 to $70.9450. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.6400 to $70.6200. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $70.6600 to $71.6500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $71.6600 to $72.6500. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $72.6700 to $73.6400. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $73.6800 to $73.9900. The Reporting Person undertakes to provide the Registrant, any securityholder of the Registrant, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)