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Spice Adam C.'s Form 4 filing

Rocket Lab Corp (RKLB) · filed Jan 6, 2026

Accession no.
0002001011-26-000002
Filed
Jan 6, 2026
Trade date
Jan 5, 2026
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $103.1M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spice Adam C.CIK 0001509421Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 5, 2026Common StockMOption exerciseAcquired+731,330$1.09+$797,149.72,725,233Direct
Jan 5, 2026Common StockSSaleDisposed−24,677$72.15−$1,780,445.552,700,556Direct
Jan 5, 2026Common StockSSaleDisposed−185,066$73.03−$13,515,369.982,515,490Direct
Jan 5, 2026Common StockSSaleDisposed−252,046$74.02−$18,656,444.922,263,444Direct
Jan 5, 2026Common StockSSaleDisposed−234,588$74.91−$17,572,987.082,028,856Direct
Jan 5, 2026Common StockSSaleDisposed−190,708$75.97−$14,488,086.761,838,148Direct
Jan 5, 2026Common StockSSaleDisposed−236,951$76.99−$18,242,857.491,601,197Direct
Jan 5, 2026Common StockSSaleDisposed−241,629$78.04−$18,856,727.161,359,568Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 5, 2026Common StockMOption exerciseDisposed−731,330$0.00$02,522,825Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)