Warburg Pincus & Co.'s Form 4 filing
Sotera Health Co (SHC) · filed Mar 6, 2024
- Accession no.
- 0001999371-24-003176
- Filed
- Mar 6, 2024, 5:39 PM ET
- Trade date
- Mar 4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $237.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Warburg Pincus & Co.CIK 0000929408 | Director, 10% Owner |
| Warburg Pincus LLCCIK 0001162870 | Director, 10% Owner |
| Warburg Pincus Private Equity XI-C, L.P.CIK 0001550877 | Director, 10% Owner |
| Warburg Pincus XI-C, LLCCIK 0001554852 | Director, 10% Owner |
| Warburg Pincus (Cayman) XI, L.P.CIK 0001554853 | Director, 10% Owner |
| Warburg Pincus (Bermuda) Private Equity GP Ltd.CIK 0001555729 | Director, 10% Owner |
| Warburg Pincus Partners GP LLCCIK 0001621224 | Director, 10% Owner |
| Warburg Pincus Partners II (Cayman), L.P.CIK 0001658820 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock, $0.01 par value per share ("Common Stock") | SSaleDisposed | −16,594,363 | $14.31 | −$237,423,848.62 | 88,822,952 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
Form 2 of 2. Two reports are filed that relate to the same transactions. See Form 1 of 2 for additional reporting entities. Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.