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Wengen Alberta, LP's Form 4 filing

Laureate Education, Inc. (LAUR) · filed Dec 5, 2023

Accession no.
0001999371-23-000774
Filed
Dec 5, 2023, 7:35 PM ET
Trade date
Dec 1-4, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $9.41M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wengen Alberta, LPCIK 000139959010% Owner
Wengen Investments LTDCIK 000140689810% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 1, 2023Class A Common StockSSaleDisposed−700,000$13.05−$9,135,00018,426,157Direct
Dec 1, 2023Class A Common StockSSaleDisposed−20,541$13.28F1−$272,692.0518,405,616Direct
Dec 4, 2023Class A Common StockSSaleDisposed−200$13.25−$2,65018,405,416Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $13.25 to $13.33 on December 1, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)