Wengen Alberta, LP's Form 4 filing
Laureate Education, Inc. (LAUR) · filed Nov 16, 2023
- Accession no.
- 0001999371-23-000311
- Filed
- Nov 16, 2023, 6:58 PM ET
- Trade date
- Nov 14-16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $20.9M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wengen Alberta, LPCIK 0001399590 | 10% Owner |
| Wengen Investments LTDCIK 0001406898 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 14, 2023 | Class A Common Stock | SSaleDisposed | −103,850 | $13.38F1 | −$1,389,201.45 | 20,751,734 | Direct | |
| Nov 15, 2023 | Class A Common Stock | SSaleDisposed | −1,500,000 | $12.70 | −$19,050,000 | 19,251,734 | Direct | |
| Nov 15, 2023 | Class A Common Stock | SSaleDisposed | −26,162 | $13.31F2 | −$348,237.15 | 19,225,572 | Direct | |
| Nov 16, 2023 | Class A Common Stock | SSaleDisposed | −5,600 | $13.25F3 | −$74,226.88 | 19,219,972 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $13.27 to $13.435 on November 14, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $13.15 to $13.48 on November 15, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $13.25 to $13.265 on November 16, 2023. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.