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Tappin Matthew's Form 4 filing

Stem, Inc. (STEM) · filed Mar 4, 2026

Accession no.
0001986259-26-000010
Filed
Mar 4, 2026
Trade date
Mar 3-4, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $4.75K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tappin MatthewCIK 0001986259Officer (President, Software Products)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 3, 2026Common Stock, Par Value $0.0001 Per ShareSSaleDisposed−300$9.67−$2,9012,607Direct
Mar 4, 2026Common Stock, Par Value $0.0001 Per ShareSSaleDisposed−185$10.00−$1,8502,422Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)