Skip to main content

Fordenwalt Matthew W.'s Form 4 filing

Rockwell Automation, Inc (ROK) · filed Feb 27, 2026

Accession no.
0001979295-26-000003
Filed
Feb 27, 2026
Trade date
Feb 25, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $485.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fordenwalt Matthew W.CIK 0001979295Officer (SVP Lifecycle Services)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 25, 2026Common StockMOption exerciseAcquired+1,200$196.43+$235,7165,637Direct
Feb 25, 2026Common StockSSaleDisposed−155$402.11F2−$62,327.055,482Direct
Feb 25, 2026Common StockSSaleDisposed−280$403.21F3−$112,898.85,202Direct
Feb 25, 2026Common StockSSaleDisposed−405$404.16F4−$163,684.84,797Direct
Feb 25, 2026Common StockSSaleDisposed−280$405.60F5−$113,5684,517Direct
Feb 25, 2026Common StockSSaleDisposed−40$406.42−$16,256.84,477Direct
Feb 25, 2026Common StockSSaleDisposed−40$407.90−$16,3164,437Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 25, 2026Common StockMOption exerciseDisposed−1,200$0.00$01,200Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.6650 to $402.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.82 to $403.6850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.95 to $404.3850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $405.3450 to $406.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)