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Fordenwalt Matthew W.'s Form 4 filing

Rockwell Automation, Inc (ROK) · filed Dec 5, 2025

Accession no.
0001979295-25-000005
Filed
Dec 5, 2025
Trade date
Dec 4-5, 2025
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $118.9K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fordenwalt Matthew W.CIK 0001979295Officer (SVP Lifecycle Services)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 4, 2025Common StockMOption exerciseAcquired+787$0.00$03,983Direct
Dec 5, 2025Common StockMOption exerciseAcquired+841$0.00$04,824Direct
Dec 5, 2025Common StockSSaleDisposed−275$402.89F2−$110,794.754,549Direct
Dec 5, 2025Common StockSSaleDisposed−20$403.32−$8,066.44,529Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 4, 2025Common StockMOption exerciseDisposed−787$0.00$0788Direct
Dec 5, 2025Common StockMOption exerciseDisposed−841$0.00$01,684Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.30 to $403.24. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)