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Rice Joseph J's Form 4 filing

Banc of California, Inc. (BANC) · filed Jul 10, 2026

Accession no.
0001976175-26-000004
Filed
Jul 10, 2026, 6:07 PM ET
Trade date
Jul 8, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 1 derivative transaction. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Rice Joseph JCIK 0001976175Director, Officer (SR EVP AND VICE CHAIRMAN)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 8, 2026Common StockAGrant or awardAcquired+18,114$0.00$044,531Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 8, 2026Common StockAGrant or awardAcquired+50,000$0.00$050,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)