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Bartels Laura Kathleen's Form 4 filing

Arm Holdings PLC (ARM) · filed Aug 18, 2026

Accession no.
0001973239-26-000121
Filed
Aug 18, 2026, 5:31 PM ET
Trade date
Aug 17, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bartels Laura KathleenCIK 0002114104Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 17, 2026Ordinary SharesMOption exerciseAcquired+862–F3–12,997Direct
Aug 17, 2026Ordinary SharesMOption exerciseAcquired+819–F3–13,816Direct
Aug 17, 2026Ordinary SharesFTax withholdingDisposed−856$271.43−$232,344.0812,960Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 17, 2026Ordinary SharesMOption exerciseDisposed−862$0.00$0100,390Direct
Aug 17, 2026Ordinary SharesMOption exerciseDisposed−819$0.00$099,571Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

Each RSU represents the right to receive, following vesting, 1 Ordinary Share held in the form of an ADS.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)