Sieffert Kristen N's Form 4 filing
Finance of America Companies Inc. (FOA) · filed Apr 3, 2025
- Accession no.
- 0001971552-25-000004
- Filed
- Apr 3, 2025
- Trade date
- Apr 1, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $15.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sieffert Kristen NCIK 0001971552 | Officer (President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Class A Common Stock | MOption exerciseAcquired | +5,428 | $0.00F2 | $0 | 56,403 | Direct | |
| Apr 1, 2025 | Class A Common Stock | FTax withholdingDisposed | −1,974 | $21.26 | −$41,967.24 | 54,429 | Direct | |
| Apr 1, 2025 | Class A Common Stock | MOption exerciseAcquired | +13,441 | $0.00F4 | $0 | 67,870 | Direct | |
| Apr 1, 2025 | Class A Common Stock | FTax withholdingDisposed | −4,808 | $21.26 | −$102,218.08 | 63,062 | Direct | |
| Apr 1, 2025 | Class A Common Stock | MOption exerciseAcquired | +41,666 | $0.00F5 | $0 | 104,728 | Direct | |
| Apr 1, 2025 | Class A Common Stock | FTax withholdingDisposed | −16,929 | $21.26 | −$359,910.54 | 87,799 | Direct | |
| Apr 1, 2025 | Class A Common Stock | SSaleDisposed | −750 | $21.09F7 | −$15,817.5 | 87,049 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Class A Common Stock | MOption exerciseDisposed | −5,428 | $0.00 | $0 | 0 | Direct | |
| Apr 1, 2025 | Class A Common Stock | MOption exerciseDisposed | −13,441 | $0.00 | $0 | 13,440 | Direct | |
| Apr 1, 2025 | Class A Common Stock | MOption exerciseDisposed | −41,666 | $0.00 | $0 | 83,334 | Direct | |
| Apr 1, 2025 | Class A Common Stock | AGrant or awardAcquired | +88,088 | $0.00 | $0 | 88,088 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
Referenced by the price of 1 transaction in Table I.
- F4
Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the third anniversary of April 1, 2023, subject to the Reporting Person's continued employment.
Referenced by the price of 1 transaction in Table I.
- F5
Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs vest on the second and third anniversaries of April 1, 2024, subject to the Reporting Person's continued employment.
Referenced by the price of 1 transaction in Table I.
- F7
These shares were sold in multiple transactions each at the price of $21.0917.
Referenced by the price of 1 transaction in Table I.