Van Plew Daniel P's Form 4 filing
Regeneron Pharmaceuticals, Inc. (REGN) · filed Aug 25, 2023
- Accession no.
- 0001968202-23-000028
- Filed
- Aug 25, 2023
- Trade date
- Aug 23-24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 12 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.22M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Van Plew Daniel PCIK 0001411984 | Officer (EVP & General Mgr, Industrial) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2023 | Common Stock | MOption exerciseAcquired | +23,125 | $381.40 | +$8,819,875 | 44,633 | Direct | |
| Aug 23, 2023 | Common Stock | FTax withholdingDisposed | −16,928 | $842.66 | −$14,264,548.48 | 27,705 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −138 | $835.67F1 | −$115,322.46 | 27,567 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −625 | $836.32F2 | −$522,700 | 26,942 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −300 | $837.53 | −$251,259 | 26,642 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −667 | $838.37F3 | −$559,192.79 | 25,975 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −148 | $839.28F4 | −$124,213.44 | 25,827 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −46 | $840.74 | −$38,674.04 | 25,781 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −363 | $841.15F5 | −$305,337.45 | 25,418 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −617 | $842.66F6 | −$519,921.22 | 24,801 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −759 | $843.31F7 | −$640,072.29 | 24,042 | Direct | |
| Aug 24, 2023 | Common Stock | SSaleDisposed | −2,534 | $844.27F8 | −$2,139,380.18 | 21,508 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 23, 2023 | Common Stock | MOption exerciseDisposed | −23,125 | $0.00 | $0 | 23,125 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents volume-weighted average price of sales of 138 shares of Company stock on August 24, 2023 at prices ranging from $835.58 to $835.85. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents volume-weighted average price of sales of 625 shares of Company stock on August 24, 2023 at prices ranging from $836.10 to $836.53. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents volume-weighted average price of sales of 667 shares of Company stock on August 24, 2023 at prices ranging from $838.06 to $838.91. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents volume-weighted average price of sales of 148 shares of Company stock on August 24, 2023 at prices ranging from $839.08 to $839.37. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents volume-weighted average price of sales of 363 shares of Company stock on August 24, 2023 at prices ranging from $841.03 to $841.83. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents volume-weighted average price of sales of 617 shares of Company stock on August 24, 2023 at prices ranging from $842.28 to $842.77. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents volume-weighted average price of sales of 759 shares of Company stock on August 24, 2023 at prices ranging from $843.04 to $843.90. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents volume-weighted average price of sales of 2,534 shares of Company stock on August 24, 2023 at prices ranging from $844.02 to $844.46. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 24, 2023 at each separate price.
Referenced by the price of 1 transaction in Table I.