Banks Matthew C.'s Form 4 filing
Roku, Inc (ROKU) · filed Nov 19, 2025
- Accession no.
- 0001959033-25-000004
- Filed
- Nov 19, 2025
- Trade date
- Nov 17-18, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 6 derivative transactions. Open-market sales total $68.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Banks Matthew C.CIK 0001959033 | Officer (VP, CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2025 | Class A Common Stock | MOption exerciseAcquired | +5,260 | $0.00 | $0 | 10,615 | Direct | |
| Nov 17, 2025 | Class A Common Stock | FTax withholdingDisposed | −2,611 | $96.89 | −$252,979.79 | 8,004 | Direct | |
| Nov 18, 2025 | Class A Common Stock | SSaleDisposed | −719 | $95.09 | −$68,369.71 | 7,285 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −148 | $0.00 | $0 | 0 | Direct | |
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,048 | $0.00 | $0 | 1,049 | Direct | |
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,248 | $0.00 | $0 | 4,995 | Direct | |
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −827 | $0.00 | $0 | 2,484 | Direct | |
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −1,202 | $0.00 | $0 | 8,414 | Direct | |
| Nov 17, 2025 | Class A Common Stock | MOption exerciseDisposed | −787 | $0.00 | $0 | 8,667 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.