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Estate of Nicholas D. Trbovich, Sr.'s Form 4 filing

Servotronics Inc (SVT) · filed Dec 12, 2022

Accession no.
0001956845-22-000004
Filed
Dec 12, 2022
Trade date
Dec 6, 2022
Filing delay
6 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 1 non-derivative transaction. Open-market sales total $3.30M. It was filed 6 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Estate of Nicholas D. Trbovich, Sr.CIK 000195684510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2022Common StockSSaleDisposed−294,643$11.20F1−$3,300,001.699,175Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Total exchanged value was $3,300,000.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)