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Collier Charles's Form 4 filing

Roku, Inc (ROKU) ยท filed Apr 21, 2026

Accession no.
0001951665-26-000010
Filed
Apr 21, 2026
Trade date
Apr 17, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 26 non-derivative transactions and 25 derivative transactions. Open-market sales total $23.7M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Collier CharlesCIK 0001951665Officer (President, Roku Media)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 17, 2026Class A Common StockMOption exerciseAcquired+177,138$49.59+$8,784,273.42184,838Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,331$65.71+$87,460.01186,169Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,150$65.22+$75,003187,319Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,116$67.18+$74,972.88188,435Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+846$88.65+$74,997.9189,281Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,183$63.35+$74,943.05190,464Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,268$59.13+$74,976.84191,732Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,457$60.05+$87,492.85193,189Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+897$97.49+$87,448.53194,086Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,294$57.94+$74,974.36195,380Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,007$74.49+$75,011.43196,387Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,414$53.03+$74,984.42197,801Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,466$59.70+$87,520.2199,267Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,008$74.34+$74,934.72200,275Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+973$77.05+$74,969.65201,248Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,375$63.64+$87,505202,623Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,071$81.72+$87,522.12203,694Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,241$70.50+$87,490.5204,935Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+983$89.00+$87,487205,918Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,168$64.19+$74,973.92207,086Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,200$62.47+$74,964208,286Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+845$103.54+$87,491.3209,131Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,543$56.68+$87,457.24210,674Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,494$58.55+$87,473.7212,168Direct
Apr 17, 2026Class A Common StockMOption exerciseAcquired+1,339$65.34+$87,490.26213,507Direct
Apr 17, 2026Class A Common StockSSaleDisposedโˆ’205,807$115.00โˆ’$23,667,8057,700Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’177,138$0.00$0143,765Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,331$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,150$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,116$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’846$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,183$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,268$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,457$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’897$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,294$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,007$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,414$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,466$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,008$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’973$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,375$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,071$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,241$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’983$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,168$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,200$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’845$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,543$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,494$0.00$00Direct
Apr 17, 2026Class A Common StockMOption exerciseDisposedโˆ’1,339$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)