Collier Charles's Form 4 filing
Roku, Inc (ROKU) · filed Apr 10, 2026
- Accession no.
- 0001951665-26-000006
- Filed
- Apr 10, 2026
- Trade date
- Apr 1-8, 2026
- Filing delay
- 9 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 26 non-derivative transactions and 25 derivative transactions. Open-market sales total $21.6M. It was filed 9 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Collier CharlesCIK 0001951665 | Officer (President, Roku Media) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +177,139 | $49.59 | +$8,784,323.01 | 188,270 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,332 | $65.71 | +$87,525.72 | 189,602 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,150 | $65.22 | +$75,003 | 190,752 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,117 | $67.18 | +$75,040.06 | 191,869 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +846 | $88.65 | +$74,997.9 | 192,715 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,184 | $63.35 | +$75,006.4 | 193,899 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,269 | $59.13 | +$75,035.97 | 195,168 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,457 | $60.05 | +$87,492.85 | 196,625 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +898 | $97.49 | +$87,546.02 | 197,523 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,295 | $57.94 | +$75,032.3 | 198,818 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,007 | $74.49 | +$75,011.43 | 199,825 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,415 | $53.03 | +$75,037.45 | 201,240 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,466 | $59.70 | +$87,520.2 | 202,706 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,009 | $74.34 | +$75,009.06 | 203,715 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +974 | $77.05 | +$75,046.7 | 204,689 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,375 | $63.64 | +$87,505 | 206,064 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,071 | $81.72 | +$87,522.12 | 207,135 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,241 | $70.50 | +$87,490.5 | 208,376 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +983 | $89.00 | +$87,487 | 209,359 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,169 | $64.19 | +$75,038.11 | 210,528 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,201 | $62.47 | +$75,026.47 | 211,729 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +845 | $103.54 | +$87,491.3 | 212,574 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,544 | $56.68 | +$87,513.92 | 214,118 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,495 | $58.55 | +$87,532.25 | 215,613 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseAcquired | +1,339 | $65.34 | +$87,490.26 | 216,952 | Direct | |
| Apr 8, 2026 | Class A Common Stock | SSaleDisposed | −205,821 | $105.00 | −$21,611,205 | 11,131 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −177,139 | $0.00 | $0 | 320,903 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,332 | $0.00 | $0 | 1,331 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,150 | $0.00 | $0 | 1,150 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,117 | $0.00 | $0 | 1,116 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −846 | $0.00 | $0 | 846 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,184 | $0.00 | $0 | 1,183 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,269 | $0.00 | $0 | 1,268 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,457 | $0.00 | $0 | 1,457 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −898 | $0.00 | $0 | 897 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,295 | $0.00 | $0 | 1,294 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,007 | $0.00 | $0 | 1,007 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,415 | $0.00 | $0 | 1,414 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,466 | $0.00 | $0 | 1,466 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,009 | $0.00 | $0 | 1,008 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −974 | $0.00 | $0 | 973 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,375 | $0.00 | $0 | 1,375 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,071 | $0.00 | $0 | 1,071 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,241 | $0.00 | $0 | 1,241 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −983 | $0.00 | $0 | 983 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,169 | $0.00 | $0 | 1,168 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,201 | $0.00 | $0 | 1,200 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −845 | $0.00 | $0 | 845 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,544 | $0.00 | $0 | 1,543 | Direct | |
| Apr 1, 2026 | Employee Stock Option (right to buy) | MOption exerciseDisposed | −1,495 | $0.00 | $0 | 1,494 | Direct | |
| Apr 8, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,339 | $0.00 | $0 | 1,339 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.