Schwab-Pomerantz Carolyn's Form 4/A amendment
AmendedSchwab Charles Corp (SCHW) · filed May 13, 2024
- Accession no.
- 0001950787-24-000014
- Filed
- May 13, 2024
- Trade date
- May 6, 2024
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 8, 2024
This filing lists 1 non-derivative transaction. Open-market sales total $1.00M. It was filed 7 days after the trade.
This amendment replaces 0001950787-24-000010 (filed May 8, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwab-Pomerantz CarolynCIK 0001950787 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 6, 2024 | Common Stock | SSaleDisposed | −13,113 | $76.38F2 | −$1,001,570.94 | 1,700,885.66 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The original Form 4, filed on May 8, 2024, is being amended solely to correct an administrative error, which inadvertently omitted 6,353 shares held directly.
- F2
This transaction was executed in multiple trades at prices ranging from $76.345 to $76.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.