Hettinger Shawna M.'s Form 4 filing

Hawthorn Bancshares, Inc. (HWBK) · filed Aug 28, 2026

Accession no.: 0001949215-26-000004
Filed: Aug 28, 2026, 2:53 PM ET
Trade date: Aug 26-27, 2026
Filing delay: 2 days
Rule 10b5-1 plan: Not checked

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market purchases total $50.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Hettinger Shawna M.CIK 0001949215	Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Aug 26, 2026	Common Stock	PPurchaseAcquired	+645.161	$38.75^F1	+$24,999.99	4,769.161	Direct
Aug 27, 2026	Common Stock	PPurchaseAcquired	+654.448	$38.20^F2	+$24,999.91	5,423.609	Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.62 to $38.75 inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc. any security holding of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $38.20 to $38.28 inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc. any security holding of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)