Suri Rajat's Form 4 filing
Presto Automation Inc. (PRST) · filed Jul 17, 2023
- Accession no.
- 0001945017-23-000006
- Filed
- Jul 17, 2023, 8:10 PM ET
- Trade date
- Jul 6-11, 2023
- Filing delay
- 11 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $983.2K. It was filed 11 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Suri RajatCIK 0001945017 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2023 | Common Stock | XIn-the-money exerciseAcquired | +40,000 | $0.02 | +$800 | 2,240,762 | Direct | |
| Jul 6, 2023 | Common Stock | SSaleDisposed | −40,000 | $5.22 | −$208,800 | 2,240,762 | Direct | |
| Jul 6, 2023 | Common Stock | XIn-the-money exerciseAcquired | +40,000 | $0.02 | +$800 | 2,240,762 | Direct | |
| Jul 6, 2023 | Common Stock | SSaleDisposed | −40,000 | $5.20 | −$208,000 | 2,240,762 | Direct | |
| Jul 7, 2023 | Common Stock | XIn-the-money exerciseAcquired | +60,000 | $0.02 | +$1,200 | 2,240,762 | Direct | |
| Jul 7, 2023 | Common Stock | SSaleDisposed | −60,000 | $4.86 | −$291,600 | 2,240,762 | Direct | |
| Jul 10, 2023 | Common Stock | XIn-the-money exerciseAcquired | +50,000 | $0.02 | +$1,000 | 2,240,762 | Direct | |
| Jul 10, 2023 | Common Stock | SSaleDisposed | −50,000 | $3.57 | −$178,500 | 2,240,762 | Direct | |
| Jul 11, 2023 | Common Stock | XIn-the-money exerciseAcquired | +30,000 | $0.02 | +$600 | 2,240,762 | Direct | |
| Jul 11, 2023 | Common Stock | SSaleDisposed | −30,000 | $3.21 | −$96,300 | 2,240,762 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 6, 2023 | Common Stock | XIn-the-money exerciseDisposed | −40,000 | $0.00 | $0 | 4,793,529 | Direct | |
| Jul 6, 2023 | Common Stock | XIn-the-money exerciseDisposed | −40,000 | $0.00 | $0 | 4,793,529 | Direct | |
| Jul 7, 2023 | Common Stock | XIn-the-money exerciseDisposed | −60,000 | $0.00 | $0 | 4,793,529 | Direct | |
| Jul 10, 2023 | Common Stock | XIn-the-money exerciseDisposed | −50,000 | $0.00 | $0 | 4,793,529 | Direct | |
| Jul 11, 2023 | Common Stock | XIn-the-money exerciseDisposed | −30,000 | $0.00 | $0 | 4,793,529 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.