Suri Rajat's Form 4 filing
Presto Automation Inc. (PRST) · filed Jun 26, 2023
- Accession no.
- 0001945017-23-000001
- Filed
- Jun 26, 2023, 9:20 PM ET
- Trade date
- Jun 7-22, 2023
- Filing delay
- 19 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $108.5K. It was filed 19 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001945017-23-000002 (Jun 30, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Suri RajatCIK 0001945017 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock | XIn-the-money exerciseAcquired | +4,241 | $0.02 | +$84.82 | 6,630,361 | Direct | |
| Jun 7, 2023 | Common Stock | SSaleDisposed | −4,241 | $3.43 | −$14,546.63 | 6,630,361 | Direct | |
| Jun 22, 2023 | Common Stock | XIn-the-money exerciseAcquired | +20,000 | $0.02 | +$400 | 6,630,361 | Direct | |
| Jun 22, 2023 | Common Stock | SSaleDisposed | −20,000 | $4.70 | −$94,000 | 6,630,361 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Common Stock | XIn-the-money exerciseDisposed | −4,241 | $0.02 | −$84.82 | 4,395,658 | Direct | |
| Jun 22, 2023 | Common Stock | XIn-the-money exerciseDisposed | −20,000 | $0.02 | −$400 | 4,395,658 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.