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Clark Joseph Gates's Form 4 filing

Penguin Solutions, Inc. (PENG) · filed Apr 20, 2026

Accession no.
0001944970-26-000010
Filed
Apr 20, 2026
Trade date
Apr 16-20, 2026
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions. Open-market sales total $134.1K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Clark Joseph GatesCIK 0001944970Officer (SVP and Pres, Optimized LED)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 16, 2026Common StockSSaleDisposed−5,000$26.82−$134,10095,549Direct
Apr 20, 2026Common StockFTax withholdingDisposed−2,288$26.74−$61,181.1293,261Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)