Lloyd Thomas J.'s Form 4/A amendment
AmendedNew Relic, Inc. (NEWR) · filed May 19, 2023
- Accession no.
- 0001941754-23-000006
- Filed
- May 19, 2023
- Trade date
- May 16, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 17, 2023
This filing lists 1 non-derivative transaction. It carries over 15 transactions from the original filing that it did not restate. Open-market sales total $126.0K. It was filed 3 days after the trade.
This amendment restates part of 0001628280-23-018779 (filed May 17, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lloyd Thomas J.CIK 0001941754 | Officer (Chief Legal Officer, Corp Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Stock | SSaleDisposed | −1,621 | $75.41F2 | −$122,239.61 | 6,293 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001628280-23-018779 (filed May 17, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +412 | $0.00 | $0 | 4,547 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +950 | $0.00 | $0 | 5,497 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +256 | $0.00 | $0 | 5,753 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +533 | $0.00 | $0 | 6,286 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +1,226 | $0.00 | $0 | 7,512 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +105 | $0.00 | $0 | 7,617 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseAcquired | +297 | $0.00 | $0 | 7,914 | Direct | |
| May 16, 2023 | Common Stock | SSaleDisposed | −50 | $75.36 | −$3,768 | 5,320 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −105 | $0.00 | $0 | 0 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −297 | $0.00 | $0 | 594 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −412 | $0.00 | $0 | 1,647 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −950 | $0.00 | $0 | 7,600 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −256 | $0.00 | $0 | 257 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −533 | $0.00 | $0 | 4,270 | Direct | |
| May 15, 2023 | Common Stock | MOption exerciseDisposed | −1,226 | $0.00 | $0 | 11,032 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- F2
The shares were sold at prices ranging from $74.90 to $75.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4/A corrects the number of shares sold on May 16, 2023, which were reflected in two separate line items, as well as the balance of the reporting person's holdings following the reported transactions.