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Fuchsberg Gilbert's Form 4 filing

Roku, Inc (ROKU) · filed Sep 3, 2026

Accession no.
0001937263-26-000012
Filed
Sep 3, 2026, 7:45 PM ET
Trade date
Sep 1-2, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $750.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fuchsberg GilbertCIK 0001937263Officer (President, Subscriptions)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2026Class A Common StockMOption exerciseAcquired+10,322$0.00$050,702Direct
Sep 1, 2026Class A Common StockFTax withholdingDisposed−5,710$155.53−$888,076.344,992Direct
Sep 2, 2026Class A Common StockSSaleDisposed−4,824$155.64−$750,807.3640,168Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2026Class A Common StockMOption exerciseDisposed−2,623$0.00$00Direct
Sep 1, 2026Class A Common StockMOption exerciseDisposed−4,651$0.00$018,602Direct
Sep 1, 2026Class A Common StockMOption exerciseDisposed−3,048$0.00$024,387Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)