Herrington Douglas J's Form 4 filing
Amazon Com Inc (AMZN) · filed Nov 25, 2024
- Accession no.
- 0001936006-24-000002
- Filed
- Nov 25, 2024
- Trade date
- Nov 21, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.22M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Herrington Douglas JCIK 0001936006 | Officer (CEO Worldwide Amazon Stores) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +12,660 | $0.00 | $0 | 531,571 | Direct | |
| Nov 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseAcquired | +2,600 | $0.00 | $0 | 534,171 | Direct | |
| Nov 21, 2024 | Common Stock, par value $.01 per share | SSaleDisposed | −1,511 | $198.69F2 | −$300,220.59 | 532,660 | Direct | |
| Nov 21, 2024 | Common Stock, par value $.01 per share | SSaleDisposed | −890 | $199.84F3 | −$177,857.6 | 531,770 | Direct | |
| Nov 21, 2024 | Common Stock, par value $.01 per share | SSaleDisposed | −3,077 | $200.72F4 | −$617,615.44 | 528,693 | Direct | |
| Nov 21, 2024 | Common Stock, par value $.01 per share | SSaleDisposed | −526 | $201.56F5 | −$106,020.56 | 528,167 | Direct | |
| Nov 21, 2024 | Common Stock, par value $.01 per share | SSaleDisposed | −100 | $202.80 | −$20,280 | 528,067 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −12,660 | $0.00 | $0 | 51,700 | Direct | |
| Nov 21, 2024 | Common Stock, par value $.01 per share | MOption exerciseDisposed | −2,600 | $0.00 | $0 | 59,860 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sale price. The highest price at which shares were sold was $199.12 and the lowest price at which shares were sold was $198.26.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The highest price at which shares were sold was $200.17 and the lowest price at which shares were sold was $199.29.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The highest price at which shares were sold was $201.27 and the lowest price at which shares were sold was $200.29.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price. The highest price at which shares were sold was $202.04 and the lowest price at which shares were sold was $201.33.
Referenced by the price of 1 transaction in Table I.
Remarks
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.