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Martin Silvio Marshall's Form 4 filing

Amerant Bancorp Inc. (AMTB) · filed May 4, 2023

Accession no.
0001935991-23-000006
Filed
May 4, 2023
Trade date
Aug 31, 2022-May 2, 2023
Filing delay
246 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions. Open-market purchases total $16.7K. It was filed 246 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Martin Silvio MarshallCIK 0001935991Officer (See remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2022Class A Common StockLLess common codeAcquired+1.72$26.18+$45.033,951.72Direct
Nov 30, 2022Class A Common StockLLess common codeAcquired+1.56$28.98+$45.213,953.28Direct
Feb 28, 2023Class A Common StockLLess common codeAcquired+1.58$28.70+$45.353,954.86Direct
May 2, 2023Class A Common StockPPurchaseAcquired+1,000$16.69F2+$16,6904,954.86Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The shares were purchased in multiple transactions on May 2, 2023 at actual purchase prices ranging from $16.65 to $16.70 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

EVP - Chief Administrative and Legal Officer

Read the full filing on SEC EDGAR (opens in a new tab)