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Summerer Brett Andrew's Form 4 filing

Verano Holdings Corp. (VRNO) · filed Sep 6, 2022

Accession no.
0001935294-22-000008
Filed
Sep 6, 2022
Trade date
Sep 1-6, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $29.9K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Summerer Brett AndrewCIK 0001935294Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2022Class A Subordinate Voting SharesMOption exerciseAcquired+7,388–F1–9,790Direct
Sep 2, 2022Class A Subordinate Voting SharesSSaleDisposed−2,402$6.48F2−$15,564.967,388Direct
Sep 6, 2022Class A Subordinate Voting SharesSSaleDisposed−2,220$6.47F7−$14,363.45,168Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2022Class A Subordinate Voting SharesMOption exerciseDisposed−7,388$0.00$03,694Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction represents the settlement of vested restricted stock units into Class A Subordinate Voting Shares.

Referenced by the price of 1 transaction in Table I.

F2

Represents a weighted average sale price for multiple sale transactions ranging from $6.4913 to $6.723 per share, as converted from Canadian dollars. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

As converted from Canadian dollars.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)