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Wildman William's Form 4 filing

Noble Romans Inc (NROM) · filed Jun 10, 2022

Accession no.
0001933364-22-000002
Filed
Jun 10, 2022, 12:13 PM ET
Trade date
Jul 2, 2019-Jun 1, 2022
Filing delay
1,074 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 15 non-derivative transactions and 4 derivative transactions. Open-market purchases total $16.1K. It was filed 1074 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Wildman WilliamCIK 0001933364Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 18, 2020Common StockPPurchaseAcquired+3,000$0.34+$1,0203,000Direct
Jun 19, 2020Common StockPPurchaseAcquired+2,000$0.35+$7005,000Direct
Jul 23, 2020Common StockPPurchaseAcquired+1,500$0.30+$4506,500Direct
Aug 14, 2020Common StockPPurchaseAcquired+500$0.3152+$157.67,000Direct
Sep 25, 2020Common StockPPurchaseAcquired+1,000$0.351+$3518,000Direct
Nov 13, 2020Common StockPPurchaseAcquired+2,000$0.33+$66010,000Direct
Nov 18, 2020Common StockPPurchaseAcquired+5,000$0.32+$1,60015,000Direct
Nov 19, 2020Common StockPPurchaseAcquired+2,500$0.32+$80017,500Direct
Nov 19, 2020Common StockPPurchaseAcquired+2,500$0.3113+$778.2520,000Direct
Nov 19, 2020Common StockPPurchaseAcquired+5,000$0.32+$1,60025,000Direct
Nov 19, 2020Common StockPPurchaseAcquired+5,000$0.31+$1,55030,000Direct
Nov 20, 2020Common StockPPurchaseAcquired+5,000$0.3088+$1,54435,000Direct
Nov 20, 2020Common StockPPurchaseAcquired+5,000$0.32+$1,60040,000Direct
Nov 20, 2020Common StockPPurchaseAcquired+5,000$0.32+$1,60045,000Direct
Dec 8, 2020Common StockPPurchaseAcquired+5,000$0.345+$1,72550,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 2, 2019Common StockAGrant or awardAcquired+40,000$0.00$040,000Direct
Sep 30, 2020Common StockAGrant or awardAcquired+40,000$0.00$040,000Direct
Jul 2, 2021Common StockAGrant or awardAcquired+40,000$0.00$040,000Direct
Jun 1, 2022Common StockAGrant or awardAcquired+45,000$0.00$045,000Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)