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Lockridge Matthew's Form 4 filing

Westwood Holdings Group Inc (WHG) · filed Mar 8, 2024

Accession no.
0001932782-24-000004
Filed
Mar 8, 2024
Trade date
Mar 6, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $168.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lockridge MatthewCIK 0001932782Officer (Head, U.S. Value Inv.)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 6, 2024common stockSSaleDisposed−14,000$12.01F1−$168,14056,283Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $12.0000 to $12.1450. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)