Lockridge Matthew's Form 4 filing
Westwood Holdings Group Inc (WHG) · filed Mar 10, 2023
- Accession no.
- 0001932782-23-000006
- Filed
- Mar 10, 2023
- Trade date
- Mar 7-9, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $20.1K. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lockridge MatthewCIK 0001932782 | Officer (Head, U.S. Value Inv.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 7, 2023 | common stock | SSaleDisposed | −1,500 | $13.42F1 | −$20,130 | 77,904 | Direct | |
| Mar 9, 2023 | common stock | FTax withholdingDisposed | −794 | $13.60 | −$10,798.4 | 77,110 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $13.19 to $13.66 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
Referenced by the price of 1 transaction in Table I.