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Harbison Richard G's Form 4 filing

Phillips 66 (PSX) · filed Aug 13, 2026

Accession no.
0001932551-26-000008
Filed
Aug 13, 2026, 5:30 PM ET
Trade date
Aug 12, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $11.7M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Harbison Richard GCIK 0001932551Officer (EVP, Refining)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 12, 2026Common StockMOption exerciseAcquired+13,500$74.70+$1,008,45052,594Direct
Aug 12, 2026Common StockMOption exerciseAcquired+14,800$89.05+$1,317,94067,394Direct
Aug 12, 2026Common StockMOption exerciseAcquired+23,800$100.44+$2,390,35391,194Direct
Aug 12, 2026Common StockSSaleDisposed−52,100$223.76F2−$11,658,120.0339,094Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 12, 2026Common StockMOption exerciseDisposed−13,500$0.00$00Direct
Aug 12, 2026Common StockMOption exerciseDisposed−14,800$0.00$00Direct
Aug 12, 2026Common StockMOption exerciseDisposed−23,800$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.61 to $223.95. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)