Yee Colin M.'s Form 4 filing
Riot Platforms, Inc. (RIOT) · filed Jul 6, 2026
- Accession no.
- 0001932352-26-000006
- Filed
- Jul 6, 2026, 5:00 PM ET
- Trade date
- Jul 1, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yee Colin M.CIK 0001932352 | Other: Senior Advisor (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2026 | Common Stock | MOption exerciseAcquired | +124,823 | $0.00F1 | $0 | 428,435 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2026 | Common Stock | MOption exerciseDisposed | −41,071 | $0.00 | $0 | 2,074,295 | Direct | |
| Jul 1, 2026 | Common Stock | MOption exerciseDisposed | −83,752 | $0.00 | $0 | 1,990,543 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I.
Remarks
Effective March 1, 2026, Mr. Yee transitioned to a Senior Advisor role.