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Owen Huw's Form 4/A amendment

Amended

Couchbase, Inc. (BASE) · filed Apr 18, 2023

Accession no.
0001931799-23-000009
Filed
Apr 18, 2023
Trade date
Feb 1-2, 2023
Filing delay
76 days
Rule 10b5-1 plan
Not checked
Original filed
Feb 3, 2023

This filing lists 2 non-derivative transactions. Open-market sales total $96.7K. It was filed 76 days after the trade.

This amendment replaces 0001931799-23-000002 (filed Feb 3, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Owen HuwCIK 0001931799Officer (SVP & Chief Revenue Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 1, 2023Common StockSSaleDisposed−5,693$15.66F2−$89,152.38411,889Direct
Feb 2, 2023Common StockSSaleDisposed−467$16.16F3−$7,546.72411,422Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On February 3, 2023, the reporting person filed a Form 4 that reported certain sales of common stock that occurred on February 1, 2023 and February 2, 2023. This amendment accurately reports the sales that occurred.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.5000 to $15.9100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.8900 to $16.3900, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)