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Houston James C's Form 4/A amendment

Amended

Davey Tree Expert Co · filed May 20, 2024

Accession no.
0001929436-24-000012
Filed
May 20, 2024
Trade date
May 16, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked
Original filed
May 16, 2024

This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $67.8K. It was filed 4 days after the trade.

This amendment restates part of 0001929436-24-000010 (filed May 17, 2024). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Houston James CCIK 0001929436Officer (VP & GM, Residential & Commerc)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 16, 2024Common StockSSaleDisposed−3,053$22.20−$67,776.694,145Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001929436-24-000010 (filed May 17, 2024).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001929436-24-000010
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 16, 2024Common StockMOption exerciseAcquired+6,000$6.60+$39,60097,198Direct

Derivative securities (Table II)

Derivative transactions carried over from 0001929436-24-000010
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 16, 2024Common StockMOption exerciseDisposed−6,000$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This total reflects routine accumulation of 28,745.10749 common shares acquired through the Company's 401(K) benefit plan as of May 16, 2024, based on internal records.

Read the full filing on SEC EDGAR (opens in a new tab)