Evans Lawrence R's Form 4 filing
Davey Tree Expert Co · filed Oct 23, 2023
- Accession no.
- 0001927362-23-000014
- Filed
- Oct 23, 2023
- Trade date
- Oct 20-23, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $92.4K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Evans Lawrence RCIK 0001927362 | Officer (EVP & GM, Surgery Company) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 20, 2023 | Stock Appreciation Rights (2014) | SSaleDisposed | −4,441 | $20.80 | −$92,372.8 | 211,793 | Direct | |
| Oct 23, 2023 | Stock Appreciation Rights (2014) | MOption exerciseAcquired | +5,000 | $6.60 | +$33,000 | 216,793 | Direct | |
| Oct 23, 2023 | Stock Appreciation Rights (2014) | DReturned to the companyDisposed | −1,587 | $20.80 | −$33,009.6 | 215,206 | Direct | |
| Oct 23, 2023 | Stock Appreciation Rights (2014) | MOption exerciseDisposed | −1,180 | $0.00 | $0 | 214,026 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 23, 2023 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.