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Oddie Andrew David's Form 4 filing

Funko, Inc. (FNKO) · filed Mar 10, 2026

Accession no.
0001926483-26-000002
Filed
Mar 10, 2026
Trade date
Mar 6-9, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $25.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Oddie Andrew DavidCIK 0001926483Officer (CHIEF INTERNATIONAL OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 6, 2026CLASS A COMMON STOCKMOption exerciseAcquired+6,881$0.00F1$059,084Direct
Mar 9, 2026CLASS A COMMON STOCKSSaleDisposed−3,413$4.36F3−$14,880.6855,671Direct
Mar 8, 2026CLASS A COMMON STOCKMOption exerciseAcquired+4,700$0.00F1$060,371Direct
Mar 9, 2026CLASS A COMMON STOCKSSaleDisposed−2,331$4.34F4−$10,116.5458,040Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 6, 2026CLASS A COMMON STOCKMOption exerciseDisposed−6,881$0.00$06,882Direct
Mar 8, 2026CLASS A COMMON STOCKMOption exerciseDisposed−4,700$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Referenced by the price of 2 transactions in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)