Hudson Ian A.'s Form 4 filing
Federal Signal Corp (FSS) · filed May 8, 2023
- Accession no.
- 0001923233-23-000044
- Filed
- May 8, 2023
- Trade date
- May 4-8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 13 non-derivative transactions and 6 derivative transactions. Open-market sales total $3.05M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hudson Ian A.CIK 0001584756 | Officer (S.V.P. & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2023 | Common Stock | AGrant or awardAcquired | +3,739 | $0.00 | $0 | 83,151 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +2,796 | $17.02 | +$47,587.92 | 85,947 | Direct | |
| May 4, 2023 | Common Stock | SSaleDisposed | −2,796 | $50.90F2 | −$142,316.4 | 83,151 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +9,878 | $23.14 | +$228,576.92 | 93,029 | Direct | |
| May 4, 2023 | Common Stock | SSaleDisposed | −9,878 | $51.35F3 | −$507,235.3 | 83,151 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +15,478 | $27.29 | +$422,394.62 | 98,629 | Direct | |
| May 4, 2023 | Common Stock | SSaleDisposed | −15,478 | $51.65F4 | −$799,438.7 | 83,151 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +8,678 | $27.80 | +$241,248.4 | 91,829 | Direct | |
| May 4, 2023 | Common Stock | SSaleDisposed | −8,678 | $51.80F5 | −$449,520.4 | 83,151 | Direct | |
| May 4, 2023 | Common Stock | SSaleDisposed | −12,500 | $52.46F6 | −$655,750 | 70,651 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +9,343 | $27.80 | +$259,735.4 | 79,994 | Direct | |
| May 8, 2023 | Common Stock | SSaleDisposed | −9,343 | $52.53F7 | −$490,787.79 | 70,651 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −2,610 | $52.98 | −$138,277.8 | 68,041 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 4, 2023 | Common Stock | AGrant or awardAcquired | +11,110 | $51.81 | +$575,609.1 | 11,110 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +2,796 | $0.00 | $0 | 0 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +9,878 | $0.00 | $0 | 0 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +15,478 | $0.00 | $0 | 0 | Direct | |
| May 4, 2023 | Common Stock | MOption exerciseAcquired | +8,678 | $0.00 | $0 | 12,181 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +9,343 | $0.00 | $0 | 2,838 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was undertaken in multiple trades at prices ranging from $50.71 to $51.00; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was undertaken in multiple trades at prices ranging from $51.00 to $51.54; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was undertaken in multiple trades at prices ranging from $51.54 to $51.73; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was undertaken in multiple trades at prices ranging from $51.73 to $51.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $52.12 to $53.08; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation, or a security holder of Federal Signal Corporation.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was undertaken in multiple trades at prices ranging from $52.10 to $52.95; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Federal Signal Corporation or a security holder of Federal Signal Corporation.
Referenced by the price of 1 transaction in Table I.