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Stephens Curtis E's Form 4 filing

Carter Bankshares, Inc. (CARE) · filed May 16, 2023

Accession no.
0001919948-23-000012
Filed
May 16, 2023
Trade date
May 15, 2023
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction. Open-market purchases total $492.12. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stephens Curtis ECIK 0001919948Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2023Common StockPPurchaseAcquired+36$13.67F1+$492.122,940Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This purchase is pursuant to a Rule 10b5-1 Plan executed on September 14, 2022. The price is a weighted average price. These shares were purchased in multiple transactions at a price of $13.67. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)