RAD Investments LLC's Form 4/A amendment
AmendedTax Free Target Maturity Fund for Puerto Rico Residents, Inc. · filed Jan 3, 2025
- Accession no.
- 0001915593-25-000001
- Filed
- Jan 3, 2025, 11:29 AM ET
- Trade date
- Dec 27, 2024
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 27, 2024
This filing lists 1 non-derivative transaction. Open-market purchases total $7.03K. It was filed 7 days after the trade.
This amendment replaces 0001915593-24-000016 (filed Dec 27, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RAD Investments LLCCIK 0001959513 | 10% Owner |
| Danial EthanCIK 0001959931 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2024 | Common stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +10,333 | $0.68 | +$7,026.44 | 3,825,592 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is filed on behalf of RAD Investments LLC and Ethan Danial (the "Reporting Persons"). Each of the Reporting Persons beneficially owns their Common Stock directly. Additionally, Mr. Danial, member and manager of RAD Investments LLC, may be deemed to beneficially own, or have a pecuniary interest in, the Common Stock owned by RAD Investments LLC.
- F2
The amount of securities in column 5 corrects the amount on the original Form 4 (filed on December 27, 2024). The modified share amount resulted from a downward adjustment of minus 10 shares to the December 13, 2024 trade reported on a Form 4 filed on December 16, 2024, due to a lower amount of shares actually delivered at settlement.