RAD Investments LLC's Form 4/A amendment
AmendedTax Free Target Maturity Fund for Puerto Rico Residents, Inc. · filed Oct 29, 2024
- Accession no.
- 0001915593-24-000012
- Filed
- Oct 29, 2024, 2:27 PM ET
- Trade date
- Oct 25, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Oct 25, 2024
This filing lists 1 non-derivative transaction. Open-market purchases total $11.0K. It was filed 4 days after the trade.
This amendment replaces 0001915593-24-000011 (filed Oct 25, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| RAD Investments LLCCIK 0001959513 | 10% Owner |
| Danial EthanCIK 0001959931 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2024 | Common stock, par value $0.01 per share ("Common Stock") | PPurchaseAcquired | +16,416 | $0.67 | +$10,998.72 | 3,723,847 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This Form 4 is filed on behalf of RAD Investments LLC and Ethan Danial (the "Reporting Persons"). Each of the Reporting Persons beneficially owns their Common Stock directly. Additionally, Mr. Danial, member and manager of RAD Investments LLC, may be deemed to own, or have a pecuniary interest in, the Common Stock owned by RAD Investments LLC.
- F2
The share amount in Column 4 corrects the share amount reported on the original Form 4 (filed on October 25, 2024). The modified share amount resulted since only 16,416 shares were actually delivered on the settlement date for the October 25, 2024 trade.