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Higgins John Gerard's Form 4 filing

Pegasystems Inc (PEGA) · filed Sep 9, 2026

Accession no.
0001915414-26-000020
Filed
Sep 9, 2026, 5:34 PM ET
Trade date
Sep 4-7, 2026
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Higgins John GerardCIK 0001915414Officer (Chief, Client &Partner Success)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 4, 2026Common stockMOption exerciseAcquired+1,616$0.00$059,032Direct
Sep 4, 2026Common stockFTax withholdingDisposed−902$37.72−$34,023.4458,130Direct
Sep 5, 2026Common stockMOption exerciseAcquired+2,202$0.00$060,332Direct
Sep 5, 2026Common stockFTax withholdingDisposed−1,229$37.36−$45,915.4459,103Direct
Sep 7, 2026Common stockMOption exerciseAcquired+2,280$0.00$061,383Direct
Sep 7, 2026Common stockFTax withholdingDisposed−1,273$37.36−$47,559.2860,110Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 4, 2026Common stockMOption exerciseDisposed−1,616$0.00$016,154Direct
Sep 5, 2026Common stockMOption exerciseDisposed−2,202$0.00$013,206Direct
Sep 7, 2026Common stockMOption exerciseDisposed−2,280$0.00$04,556Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)