Angelo Gordon & Co., L.P.'s Form 4 filing
TPG Twin Brook Capital Income Fund · filed Sep 7, 2023
- Accession no.
- 0001913724-23-000101
- Filed
- Sep 7, 2023, 4:25 PM ET
- Trade date
- Aug 28, 2023
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market purchases total $70.0M. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Angelo Gordon & Co., L.P.CIK 0000860662 | 10% Owner |
| AG GP LLCCIK 0001064683 | 10% Owner, Other: Reporting Person |
| Baumgarten JoshuaCIK 0001320216 | 10% Owner, Other: Reporting Person |
| Schwartz Adam RCIK 0001872317 | 10% Owner, Other: Reporting Person |
| AGTB BDC Holdings GP LLCCIK 0001943685 | 10% Owner, Other: Reporting Person |
| AGTB BDC Holdings, L.P.CIK 0001944208 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2023 | Common shares of beneficial interest | PPurchaseAcquired | +2,718,615.526 | $25.75 | +$70,004,349.79 | 11,620,694.028 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.