Angelo Gordon & Co., L.P.'s Form 4 filing
AGTB Private BDC · filed Oct 28, 2022
- Accession no.
- 0001913721-22-000021
- Filed
- Oct 28, 2022, 5:00 PM ET
- Trade date
- Oct 26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $52.7M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Angelo Gordon & Co., L.P.CIK 0000860662 | 10% Owner |
| AG GP LLCCIK 0001064683 | Other: Reporting Person |
| Baumgarten JoshuaCIK 0001320216 | Other: Reporting Person |
| Schwartz Adam RCIK 0001872317 | Other: Reporting Person |
| AGTB BDC Holdings GP LLCCIK 0001943685 | Other: Reporting Person |
| AGTB BDC Holdings, L.P.CIK 0001944208 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 26, 2022 | Common shares of beneficial interest | PPurchaseAcquired | +32,841.788 | $25.55 | +$839,042 | 158,610.258 | Indirect | |
| Oct 26, 2022 | Common shares of beneficial interest | PPurchaseAcquired | +2,031,544.544 | $25.55 | +$51,901,900.01 | 8,902,078.502 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.