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Hadley Michael's Form 4 filing

Carlyle Secured Lending III · filed Jun 28, 2024

Accession no.
0001913643-24-000006
Filed
Jun 28, 2024
Trade date
Apr 19-Jun 27, 2024
Filing delay
70 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $8.75K. It was filed 70 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hadley MichaelCIK 0001913643Officer (VP and Head of Underwriting)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 19, 2024Common StockJOtherAcquired+161.02$21.07+$3,392.697,063.62Direct
Jun 27, 2024Common StockPPurchaseAcquired+412.35$21.22+$8,750.077,475.96Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)