Hadley Michael's Form 4 filing
Carlyle Secured Lending III · filed Dec 15, 2022
- Accession no.
- 0001913643-22-000014
- Filed
- Dec 15, 2022
- Trade date
- Jun 30-Dec 14, 2022
- Filing delay
- 168 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $61.2K. It was filed 168 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hadley MichaelCIK 0001913643 | Officer (VP and Head of Underwriting) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2022 | Common Stock | PPurchaseAcquired | +1,313.81 | $19.98 | +$26,249.92 | 2,188.81 | Direct | |
| Sep 28, 2022 | Common Stock | PPurchaseAcquired | +220.29 | $19.86 | +$4,374.96 | 2,409.11 | Direct | |
| Oct 19, 2022 | Common Stock | JOtherAcquired | +78.83 | –F1 | – | 2,487.94 | Direct | |
| Dec 14, 2022 | Common Stock | PPurchaseAcquired | +1,542 | $19.86 | +$30,624.12 | 4,029.94 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Shares were acquired through dividend reinvestments at various prices at fair market value during the third quarter of 2022.
Referenced by the price of 1 transaction in Table I.