Pearl Jonathan's Form 4 filing
Carlyle Secured Lending III · filed Dec 16, 2022
- Accession no.
- 0001913638-22-000012
- Filed
- Dec 16, 2022
- Trade date
- Jun 17-Dec 14, 2022
- Filing delay
- 182 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $105.0K. It was filed 182 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pearl JonathanCIK 0001913638 | Officer (VP & Head of Sponsor Coverage) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Common Stock | PPurchaseAcquired | +2,252.25 | $19.98 | +$44,999.96 | 3,752.25 | Direct | |
| Jul 15, 2022 | Common Stock | JOtherAcquired | +38 | $20.13 | +$764.94 | 3,790.26 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +377.64 | $19.86 | +$7,499.93 | 4,167.9 | Direct | |
| Oct 17, 2022 | Common Stock | JOtherAcquired | +97.14 | $19.90 | +$1,933.09 | 4,265.04 | Direct | |
| Dec 14, 2022 | Common Stock | PPurchaseAcquired | +2,643.51 | $19.86 | +$52,500.11 | 6,908.54 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.