Popov Alexander's Form 4 filing
Carlyle Secured Lending III · filed Dec 16, 2022
- Accession no.
- 0001913637-22-000008
- Filed
- Dec 16, 2022
- Trade date
- Jun 17-Dec 14, 2022
- Filing delay
- 182 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $78.8K. It was filed 182 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Popov AlexanderCIK 0001913637 | Officer (VP and Head of Illiquid Credit) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2022 | Common Stock | PPurchaseAcquired | +1,689.19 | $19.98 | +$33,750.02 | 2,814.19 | Direct | |
| Sep 16, 2022 | Common Stock | PPurchaseAcquired | +283.23 | $19.86 | +$5,624.95 | 3,097.42 | Direct | |
| Dec 14, 2022 | Common Stock | PPurchaseAcquired | +1,982.63 | $19.86 | +$39,375.03 | 5,080.05 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.